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Commodity Futures Trading Commission
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#	Item
81	Edition 7 Markets Regulation Client Newsletter – July 2014 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared Add to Reading List Source URL: cib.rbs.com Language: English Systemic risk European Market Infrastructure Regulation Over-the-counter Swap Execution Facility Derivative ACT Credit default swap Commodity Futures Trading Commission Central Counterparty Clearing DoddFrank Wall Street Reform and Consumer Protection Act Foreign Account Tax Compliance Act Clearing
82	MINT BROKERS CFTC RULE 1.55(k) FIRM SPECIFIC DISCLOSURE STATEMENT The Commodity Futures Trading Commission (“CFTC”) requires each futures commission merchant (“FCM”), including Mint Brokers (“MINT” or the “ Add to Reading List Source URL: bgcpartners.com Language: English - Date: 2015-08-04 04:42:14
83	Press Release For Release: Immediately Contacts: Add to Reading List Source URL: www.clarientglobal.com Language: English - Date: 2015-10-06 10:59:50 Economy Finance Money Futures markets Futures exchanges Futures Industry Association Systemic risk Commodity Futures Trading Commission Commodity markets Derivative Futures contract DoddFrank Wall Street Reform and Consumer Protection Act
84	Edition 2 Markets Regulation Client Newsletter – February 2014 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information is accurate as Add to Reading List Source URL: cib.rbs.com Language: English Economy Finance Systemic risk Money Swap Execution Facility European Market Infrastructure Regulation Markets in Financial Instruments Directive Commodity Futures Trading Commission Over-the-counter Derivative DoddFrank Wall Street Reform and Consumer Protection Act Clearing house
85	UNITED STATES OF AMERICA before the COMMODITY FUTURES TRADING COMMISSION In the Matter of: Whistleblower Award Claim of Claimant- Form WB-APP Add to Reading List Source URL: www.whistleblower.gov Language: English - Date: 2016-06-15 10:22:20
86	ONTTED STATES OF AMERICA before the COMMODITY FUTURES TRADING COMMISSION In the Matter of: Add to Reading List Source URL: www.whistleblower.gov Language: English - Date: 2016-06-15 10:22:21
87	UNITED STATES OF AMERICA before the COMMODITY FUTURES TRADING COMMISSION In the Matter of: Whistleblower Award Claim of Add to Reading List Source URL: www.whistleblower.gov Language: English - Date: 2016-06-15 10:22:20
88	Edition 8 Markets Regulation Client Newsletter – August 2015 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared Add to Reading List Source URL: cib.rbs.com Language: English Systemic risk Royal Bank of Scotland Group Financial markets Corporate law European Market Infrastructure Regulation Commodity Futures Trading Commission Derivative DoddFrank Wall Street Reform and Consumer Protection Act Over-the-counter RBS Securities Royal Bank of Scotland Securities regulation in the United States
89	Edition 9 Markets Regulation Client Newsletter – September 2014 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared as of Add to Reading List Source URL: cib.rbs.com Language: English Economy Finance Money Systemic risk Swap Execution Facility European Market Infrastructure Regulation Over-the-counter Derivative Commodity Futures Trading Commission Basel III Interest rate swap DoddFrank Wall Street Reform and Consumer Protection Act
90	Edition 3 Markets Regulation Client Newsletter – March 2014 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information is accurate as Add to Reading List Source URL: cib.rbs.com Language: English Economy Finance Money Systemic risk Financial markets Financial regulation Financial services Self-regulatory organizations European Market Infrastructure Regulation Swap Execution Facility Over-the-counter Commodity Futures Trading Commission

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